Meet the lady enforcing compliance in the corporate world Helane Morrison

Helane Morrison is the Chief Compliance Officer of Hall Capital Partners. This is one of the largest advisory firms in San Francisco. The firm explains how people lost their trust in the financial industry as a result of the economic crash of 2008. Hall Capital Partners has come to rescue the public from that mess through enforcement of accountability, regulatory compliance, and integrity of all dealings.
Morrison is a sharp, firm and assertive lady who in her career has made a good impression in the compliance field. She insists that each and every investment they make for their client has to be solid and ethical. They don’t want to take risks with the clients’ money, and that is their priority. Hall Capital Partners has a team of experienced professionals who make sure that every financial advisor, brokerage firms and mutual fund advisors that are chosen by the firm go through thorough investigation before they can be trusted with the clients’ money. Morrison has a team of enforcement staff who enforce disciplinary action if an anomaly is suspected. The disciplinary action will involve correction practices to pressing criminal charges.
Ms. Morrison was the head of the Securities and Exchange Commission at the San Francisco office from 1999-2007. She enforced litigation matters, securities and regulatory compliance in Northern California when she was the regional director. At SEC, she dealt with fraud cases which involved top executives from big companies like Hewlett-Packard, HBO, NexCardInc and Google. Morrison exposed the deceptive sale of false securities by an insurance company called American Amicable to over 50000 military personnel.
Helane practiced law at Howard, Rice, Canady, Nemerovski, Falk and Rabkin from 1986-1996. She was later promoted as a partner in this firm. Here, she worked in business litigation cases, defense of private securities and internal corporate investigations. She was once a law clerk to Harry A. Blackmun and at Hon. Richard Posner of the US Court of Appeals.
Helane Morrison is a speaker on issues of legal matters arising from investment advisories and compliance issues. Ms. Morrison completed her Bachelor’s Degree in Journalism at Northwestern University in Illinois, and she went on with further studies at the University of California Berkeley School of Law. Here, she was the Editor in Chief of the California law review. Helane is a member of the board of the Regional Parks Foundation and is also a member of Hall Capital Partners Executive Committee.

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